• The role of the compliance function, areas of responsibilities and tasks
• Establishing and maintaining internal rules and regulations
• Methods and tools: risk assessment, monitoring and auditing
• Regulations and compliance in the financial sector
• Regulations, internal audit and compliance in the public sector
• Similarities and differences between internal audit and compliance
• AML: risk assessment, strategies, responsibilities and implementation
• Anti-bribery and -corruption
• Compliance in the context of outsourcing and cloud-based services
• Communication strategies
• Case studies

The participant has met the requirements of the certificate
which includes approved completion of the final examination assignment